Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Jersey City, NJ, and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and foster a culture of compliance excellence. This role offers competitive compensation, comprehensive benefits, and the opportunity to work in a fast-paced financial environment. If you're passionate about safeguarding organizational integrity while advancing your career, apply today!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct regular audits and risk assessments to identify compliance gaps
- Prepare detailed reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Stay current with evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- FINRA Series 63, 65, or 26 licenses required
- Proficiency in compliance software and data analysis tools
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Exceptional written communication and report-writing skills
- Certified Compliance & Ethics Professional (CCEP) designation a plus