Job Description
Join our award-winning compliance team in Seattle and enjoy the flexibility to manage your schedule while protecting our organization's integrity. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across financial operations, data privacy, and industry-specific protocols.
This hybrid role combines remote flexibility with collaborative office days, allowing you to maintain work-life balance while tackling complex compliance challenges. Our competitive package includes generous PTO, professional development stipends, and comprehensive health benefits.
Responsibilities
- Develop and implement compliance monitoring programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits across departments
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Stay current on regulatory changes through continuous research
- Collaborate with legal teams on policy development
- Prepare compliance reports for executive leadership
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 5+ years of compliance experience in financial services or fintech
- Certified Compliance and Ethics Professional (CCEP) designation preferred
- Strong knowledge of Washington state and federal regulations
- Exceptional analytical and problem-solving abilities
- Experience with GRC software (e.g., RSA Archer, LogicGate)
- Proven ability to work independently with minimal supervision
- Excellent written and verbal communication skills