Job Description
Join our dynamic compliance team at Minneapolis Financial Group and enjoy the benefit of weekly pay while making a significant impact in financial regulatory oversight. We're seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations while fostering a culture of ethical operations. This role offers competitive compensation, comprehensive benefits, and the unique advantage of bi-weekly paychecks to support your financial stability. Work in our state-of-the-art downtown Minneapolis office and collaborate with industry professionals dedicated to excellence in risk management.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state banking laws) to update compliance policies
- Conduct internal audits and risk assessments across departments
- Develop and deliver compliance training programs for 200+ employees
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports and maintain audit documentation
- Collaborate with legal and senior leadership on compliance strategies
- Manage compliance hotline and whistleblower procedures
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 63/65/66 or equivalent regulatory certification
- Advanced knowledge of BSA/AML, Dodd-Frank, and consumer protection laws
- Strong analytical skills with attention to regulatory nuances
- Experience with compliance software (e.g., OnBase, Riskonnect)
- Excellent written communication for policy development and reporting