Job Description
Join our dynamic compliance team as a Compliance Officer Trainee and kickstart your career in financial regulation! We're seeking motivated individuals with no prior experience to learn essential compliance procedures while contributing to our mission of maintaining regulatory excellence. This comprehensive training program covers AML, BSA, and FINRA regulations with mentorship from industry experts. Enjoy competitive benefits, professional development opportunities, and a collaborative work environment in Kansas City's thriving financial district.
Responsibilities
- Monitor and analyze regulatory changes for policy updates
- Assist in transaction monitoring and suspicious activity reporting
- Conduct compliance audits with senior team guidance
- Prepare documentation for regulatory examinations
- Participate in employee compliance training sessions
- Communicate regulatory requirements to department staff
- Track compliance metrics and generate reports
Qualifications
- Bachelor's degree in Business, Finance, or related field (or equivalent experience)
- Strong attention to detail and analytical skills
- Excellent written and verbal communication abilities
- Basic proficiency in Microsoft Office Suite
- Ability to learn complex regulatory frameworks
- Commitment to ethical standards and integrity
- Willingness to obtain FINRA Series 63/66 licenses