Job Description
Join our dynamic compliance team and start your career tomorrow! Global Compliance Partners is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks for our St. Petersburg operations. This urgent opening offers immediate employment for qualified candidates who thrive in fast-paced environments.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, State Laws) to ensure organizational compliance
- Conduct internal audits and risk assessments across business units
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential compliance violations and recommend corrective actions
- Collaborate with legal, HR, and department heads on compliance initiatives
- Maintain accurate compliance documentation and reporting
- Stay updated on industry trends and emerging regulations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal/state compliance regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficient in MS Office and compliance management software
- Ability to work independently and prioritize competing deadlines