Job Description
Join our dynamic team as a Compliance Officer and make an immediate impact! Global Financial Solutions Inc. is seeking a detail-oriented professional to ensure regulatory adherence and drive ethical business practices. This is your chance to start a rewarding career tomorrow in Houston's thriving financial district. Enjoy competitive compensation, comprehensive benefits, and a culture of continuous growth.
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance with federal/state laws (e.g., FINRA, SEC)
- Conduct internal audits and risk assessments across banking operations
- Develop/implement compliance policies and training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies during examinations and inquiries
- Prepare monthly compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Strong knowledge of banking regulations (BSA, AML, Dodd-Frank)
- Certified Regulatory Compliance Manager (CRCM) designation
- Advanced proficiency in compliance software (e.g., ComplyAdvantage)
- Exceptional analytical and problem-solving abilities