Job Description
Join our award-winning compliance team in Mesa, AZ and receive a $5,000 sign-on bonus for qualified candidates! Global Financial Solutions Inc. is seeking a dynamic Compliance Officer to safeguard our operations in the rapidly evolving financial services landscape. This role offers exceptional career growth opportunities and a comprehensive benefits package including health insurance, 401(k) matching, and professional development stipends.
Why Work With Us?
- Industry-leading compliance training programs
- Collaborative, innovation-driven culture
- Competitive salary with performance bonuses
- Modern downtown Mesa office with stunning mountain views
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal (FINRA, SEC) and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Provide guidance to stakeholders on regulatory changes and policy updates
- Investigate and resolve compliance incidents with detailed documentation
- Prepare and submit mandatory regulatory reports to governing bodies
- Train employees on compliance protocols and ethical standards
- Monitor industry trends and emerging regulations to ensure proactive compliance
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field
- Minimum 3+ years of compliance experience in financial services
- FINRA Series 63 and/or Series 24 certifications preferred
- Strong knowledge of AML, KYC, and BSA regulations
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Excellent written communication skills for policy development
- Ability to thrive in fast-paced, regulated environments