Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and play a pivotal role in safeguarding our organization's integrity. We're offering a competitive sign-on bonus for qualified Compliance Officers to join our Indianapolis headquarters. You'll ensure adherence to federal regulations, develop compliance frameworks, and mitigate risks across all operations. This is your opportunity to advance your career in a supportive environment with industry-leading training and growth opportunities.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies
- Conduct internal audits and risk assessments for financial operations
- Develop and deliver compliance training programs to staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and audit teams on compliance initiatives
- Lead remediation projects for compliance gaps
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance or regulatory experience
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of FINRA, SEC, and AML regulations
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Excellent written and verbal communication abilities