Job Description
Join our dynamic team in sunny St. Petersburg, FL as a Compliance Officer! We're offering a competitive sign-on bonus for qualified candidates ready to ensure regulatory excellence in the financial services sector. Global Financial Solutions Inc. is a leading institution committed to integrity and innovation. Enjoy a collaborative work environment with opportunities for professional growth and comprehensive benefits.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all business units
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for staff at all levels
- Investigate and resolve compliance violations with appropriate corrective actions
- Maintain accurate documentation and reporting for regulatory bodies
- Collaborate with legal and senior leadership on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Certified Compliance & Ethics Professional (CCEP) designation
- Exceptional analytical and problem-solving skills
- Advanced proficiency in compliance management software
- Proven ability to communicate complex regulations clearly