Job Description
Join our dynamic compliance team in Toledo and receive an exclusive $7,500 sign-on bonus! Global Financial Solutions Inc. is seeking a meticulous Compliance Officer to ensure regulatory adherence across all financial operations. This role offers competitive compensation, comprehensive benefits, and career growth in a thriving Midwest market. If you're passionate about risk mitigation and regulatory excellence, apply today to start your rewarding career journey with us.
Responsibilities
- Develop and implement compliance policies aligned with federal/state regulations (FINRA, SEC, OCC)
- Conduct internal audits and risk assessments to identify compliance gaps
- Monitor regulatory changes and update procedures accordingly
- Train staff on compliance protocols and ethical standards
- Manage regulatory reporting and documentation requirements
- Collaborate with legal and audit teams on compliance initiatives
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations (Banks Secrecy Act, AML)
- Relevant certifications (CRCM, CAMS, or CCEP) highly valued
- Exceptional analytical and problem-solving skills
- Ability to interpret complex regulatory requirements
- Proficient with compliance software and MS Office Suite