Job Description
Are you a detail-oriented professional with a passion for regulatory frameworks? Apex Regulatory Solutions is seeking a dedicated Compliance Officer to join our growing team in Minneapolis, MN. This is a remote-friendly position, offering the flexibility to work from home while maintaining a significant impact on our risk management strategy.
We are looking for an individual who can navigate complex regulatory landscapes, ensure our operations remain above board, and foster a culture of integrity across the organization. If you are ready to advance your career in a dynamic environment, we want to hear from you.
Responsibilities
- Conduct comprehensive internal audits to ensure strict adherence to federal, state, and local regulations.
- Develop, implement, and maintain robust compliance programs and risk management frameworks.
- Monitor legislative changes and regulatory updates to assess their impact on business operations.
- Prepare and present detailed compliance reports and risk assessments to executive leadership.
- Lead training sessions and workshops to educate employees on compliance policies and procedures.
- Investigate potential policy violations and recommend corrective actions to mitigate legal risks.
- Collaborate with legal and operations teams to ensure seamless integration of compliance measures.
Qualifications
- Bachelor’s degree in Law, Business Administration, Finance, or a related field.
- Minimum of 3-5 years of experience in a compliance, risk management, or regulatory affairs role.
- Deep understanding of financial regulations, anti-money laundering (AML), and know-your-customer (KYC) standards.
- Professional certification (e.g., CAMS, CCEP, CFA) is highly preferred.
- Strong analytical skills with the ability to interpret complex regulatory data.
- Excellent written and verbal communication skills with a high attention to detail.
- Ability to work independently in a remote environment while meeting strict deadlines.