Job Description
Join our elite compliance team with a comprehensive paid training program designed to accelerate your career in regulatory affairs. As a Compliance Officer at Global Financial Solutions, you'll become an expert in financial regulations, risk mitigation, and policy implementation. We invest in your growth through hands-on mentorship, specialized certifications, and structured learning pathways. Perfect for career changers or recent graduates seeking to enter the high-demand compliance field. Enjoy competitive benefits, professional development stipends, and a collaborative work environment in downtown Saint Paul.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, CFTC) ensuring organizational compliance
- Conduct risk assessments and internal audits for financial products and services
- Develop/update compliance policies and procedures with stakeholder collaboration
- Investigate potential violations and recommend corrective actions
- Deliver compliance training programs to staff across departments
- Prepare regulatory reports and maintain audit documentation
- Act as liaison with regulatory agencies during examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong analytical skills with attention to regulatory detail
- Ability to interpret complex legal/regulatory documents
- Basic knowledge of financial industry compliance frameworks preferred
- Excellent written and verbal communication skills
- Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint)
- Willingness to obtain industry certifications (Series 65/66) during training
- U.S. citizenship or permanent residency required