Job Description
Launch your career in compliance with Global Financial Services Inc.! We're seeking motivated individuals with no prior experience to join our dynamic team in New York City. As a Compliance Officer, you'll receive comprehensive training and mentorship to master regulatory frameworks, risk assessments, and policy implementation. This entry-level role offers a clear path for growth within our industry-leading compliance department.
Our ideal candidate is detail-oriented, possesses strong ethical standards, and thrives in collaborative environments. You'll work alongside senior compliance professionals to ensure adherence to federal regulations (SEC, FINRA, etc.) while developing critical analytical skills. We provide competitive benefits, professional development opportunities, and a supportive culture dedicated to your success.
Responsibilities
- Monitor and ensure adherence to federal, state, and local financial regulations
- Assist in developing and implementing compliance policies and procedures
- Conduct regular compliance reviews and risk assessments
- Prepare and maintain compliance documentation and audit trails
- Collaborate with departments to address compliance gaps
- Stay updated on regulatory changes and communicate requirements
- Participate in internal audits and investigations
Qualifications
- Bachelor's degree or equivalent experience (open to all majors)
- Strong attention to detail and organizational skills
- Excellent written and verbal communication abilities
- Basic proficiency in Microsoft Office Suite
- Eagerness to learn regulatory frameworks and compliance principles
- Ability to work independently and in team settings
- High ethical standards and integrity