Job Description
Are you a strategic thinker with a passion for regulatory excellence? Midwest Compliance Solutions is looking for an experienced Compliance Officer to lead our regulatory framework in Kansas City, MO. In this pivotal role, you will ensure our operations adhere to federal, state, and local laws, mitigating risk while driving business growth.
We offer a competitive compensation package, a collaborative work environment, and clear pathways for professional advancement. If you are ready to make a tangible impact on the financial integrity of our organization, we want to hear from you.
Responsibilities
- Develop & Implement Policies: Design and oversee internal compliance policies and procedures to ensure alignment with industry standards and regulatory requirements.
- Risk Management: Conduct thorough risk assessments and internal audits to identify potential vulnerabilities in our processes and recommend mitigation strategies.
- Regulatory Monitoring: Stay abreast of changing regulations (e.g., SEC, FINRA, state laws) and communicate critical updates to senior leadership and staff.
- Training & Education: Deliver regular compliance training sessions to employees to foster a culture of adherence, ethics, and awareness.
- Investigations: Lead internal investigations regarding potential policy violations and recommend corrective actions.
- Reporting: Prepare detailed compliance reports for management and external regulators as required.
Qualifications
- Education: Bachelor’s degree in Business, Finance, Law, or a related field is required; Master’s degree is a plus.
- Experience: Minimum of 3-5 years of experience in compliance, auditing, or risk management within the financial services industry.
- Certifications: CCEP, CAMS, or similar professional certifications are highly preferred.
- Knowledge: Deep understanding of AML (Anti-Money Laundering) and KYC (Know Your Customer) regulations.
- Skills: Strong analytical skills with the ability to interpret complex regulatory texts and apply them practically.
- Communication: Excellent verbal and written communication skills, capable of presenting to diverse audiences including executive leadership.