Job Description
Immediate Hire Opportunity for Compliance Officer in Phoenix, AZ! Join our dynamic team at Phoenix Financial Solutions and become a guardian of regulatory excellence. We're seeking a detail-driven professional to ensure our organization maintains full compliance with federal, state, and industry regulations. This is your chance to make an immediate impact in a fast-paced environment where your expertise will directly shape our compliance framework and risk management strategies.
As a key member of our governance team, you'll collaborate with cross-functional departments to implement robust compliance programs, conduct thorough audits, and stay ahead of evolving regulatory landscapes. We offer competitive compensation, comprehensive benefits, and a culture that values integrity and professional growth.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, OCC, etc.) to ensure organizational compliance
- Develop, implement, and maintain compliance policies, procedures, and controls
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate and resolve compliance violations with corrective action plans
- Deliver compliance training programs to staff across all departments
- Prepare and submit regulatory reports to federal and state agencies
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Arizona state regulations
- Certification (CRCM, CCEP, CAMS) or willingness to obtain within 6 months
- Exceptional analytical skills with attention to detail
- Experience with compliance management software (e.g., MetricStream, RSA Archer)
- Excellent written communication and report-writing abilities