Job Description
Are you a detail-oriented professional seeking a rewarding career with the flexibility to manage your own schedule? Lexington Financial Solutions is looking for a dedicated Compliance Officer to join our dynamic team in Lexington, KY.
In this pivotal role, you will ensure our organization adheres to all applicable laws and regulations. We pride ourselves on offering a modern work environment where you can leverage your expertise in risk management and regulatory affairs while enjoying the freedom of a flexible work arrangement.
What We Offer
- Flexible Hours: Enjoy a schedule that accommodates your lifestyle while maintaining full-time productivity.
- Competitive Pay: A salary ranging from $65,000 to $90,000 depending on experience.
- Professional Development: Access to ongoing training and certifications.
- Modern Tools: Work with the latest compliance technology and software.
Responsibilities
- Monitor changes in federal and state regulations to ensure company policies remain up-to-date and fully compliant.
- Conduct regular internal audits and risk assessments to identify potential vulnerabilities in our operational processes.
- Prepare and present detailed compliance reports to senior management and external regulatory bodies.
- Develop and conduct training programs to educate staff on compliance standards, ethics, and internal policies.
- Investigate internal discrepancies, handle complaints, and recommend corrective actions to mitigate risk.
- Collaborate with legal counsel to interpret complex regulatory frameworks and implement necessary changes.
- Oversee the implementation of new compliance technologies and ensure data integrity.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field is required.
- Minimum of 3-5 years of experience in compliance, auditing, or risk management.
- Strong working knowledge of banking regulations, securities laws, or industry-specific compliance standards (e.g., KYC/AML, SOX).
- Excellent analytical skills with the ability to interpret complex data and regulatory texts.
- Exceptional attention to detail and a high degree of confidentiality.
- Strong verbal and written communication skills.
- Ability to work independently and manage time effectively within a flexible schedule.