Job Description
Join a forward-thinking team where your expertise drives integrity and innovation.
We are currently seeking a highly motivated Compliance Officer to join our growing finance division in Cincinnati, OH. In this pivotal role, you will ensure our operations adhere to federal and state regulations while enjoying a flexible work schedule designed to fit your lifestyle.
As a Compliance Officer, you will act as the guardian of our organizational standards, identifying risks, and implementing robust control systems. We value professional autonomy and offer a collaborative environment where your attention to detail makes a tangible impact.
Responsibilities
- Monitor and interpret federal and state regulatory changes to ensure organizational adherence.
- Conduct internal audits and risk assessments to identify potential compliance gaps.
- Develop, implement, and update company policies and procedures to maintain regulatory standards.
- Train staff and management on compliance requirements and ethical business practices.
- Investigate and resolve internal compliance violations or discrepancies.
- Prepare detailed reports for senior leadership and regulatory bodies.
Qualifications
- Bachelor’s degree in Business, Law, Finance, or a related field.
- 3+ years of experience in compliance, auditing, or risk management.
- Strong working knowledge of regulatory frameworks (e.g., SOX, HIPAA, FINRA, or general banking regulations).
- Excellent analytical skills with a keen eye for detail.
- Strong written and verbal communication skills.
- Ability to work independently in a flexible, hybrid-capable environment.