Job Description
Launch your career in regulatory compliance with our comprehensive paid training program! Regulatory Solutions Group is seeking motivated individuals to join our Saint Paul team as Compliance Officers. No prior experience required – we provide industry-leading training to transform you into a compliance expert. You'll work in a dynamic environment ensuring adherence to financial regulations while protecting our clients' interests. Join us to build a meaningful career with competitive benefits, growth opportunities, and the satisfaction of safeguarding ethical business practices.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial operations
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for senior management and regulatory bodies
- Train staff on compliance procedures and regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and finance teams on regulatory filings
- Stay updated on FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Business, Finance, or related field (or equivalent experience)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Proficiency in Microsoft Office Suite and compliance software
- Ability to handle confidential information with discretion
- Proactive problem-solving mindset
- Commitment to continuous learning in regulatory frameworks
- U.S. work authorization required