Job Description
Join our dynamic compliance team at Cincinnati Financial Services and enjoy the perfect work-life balance with flexible hours! We're seeking a meticulous Compliance Officer to ensure regulatory adherence while accommodating your scheduling needs. This hybrid role offers remote flexibility with occasional on-site collaboration in our downtown Cincinnati office. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a supportive environment.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial products
- Conduct risk assessments and internal audits with detailed documentation
- Train staff on compliance procedures and regulatory updates
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain accurate compliance records
- Collaborate with legal and audit teams on compliance initiatives
- Stay updated on federal/state regulations (FINRA, SEC, Ohio Banking Laws)
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and Ohio compliance regulations
- Excellent analytical skills with attention to detail
- Ability to work independently with flexible hours
- Proficient in compliance software and MS Office Suite
- Strong written and verbal communication skills
- Relevant certifications (CRCM, CAMS) preferred