Job Description
Join Fort Worth Financial Services as an Immediate Hire Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic financial services environment. This contract position offers competitive compensation and the opportunity to impact our compliance framework immediately. Work with industry experts in a collaborative, fast-paced setting where your expertise drives operational excellence and regulatory compliance.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, CFPB)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Stay current with evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Relevant certifications (e.g., CRCM, CCEP) preferred
- Strong knowledge of financial regulations and compliance frameworks
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Ability to work independently and meet tight deadlines