Job Description
Join Global Compliance Partners as a part-time Compliance Officer and enjoy the flexibility of remote work with occasional on-site meetings in Indianapolis. We're seeking a detail-oriented professional to ensure our organization adheres to federal, state, and industry regulations while maintaining operational excellence. This role offers competitive compensation, professional development opportunities, and a supportive team environment.
Responsibilities
- Monitor and interpret regulatory changes affecting financial services operations
- Conduct internal audits and compliance risk assessments
- Develop and maintain compliance policies and procedures documentation
- Investigate and resolve compliance violations with corrective action plans
- Provide compliance training to staff across departments
- Collaborate with legal and executive teams on compliance strategy
- Prepare detailed compliance reports for stakeholders and regulators
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and Indiana state regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance management software (e.g., Certent, LogicGate)
- Certified Compliance & Ethics Professional (CCEP) certification required