Job Description
Immediate Opportunity: Join Our Elite Compliance Team!
Global Financial Solutions Inc. seeks a dynamic Compliance Officer to join our Buffalo headquarters immediately. This high-impact role ensures regulatory adherence while driving operational excellence in our fast-paced financial services environment. If you're passionate about safeguarding integrity and thrive in mission-critical positions, apply today!
Why Join Us?
• Competitive salary with comprehensive benefits
• Rapid advancement opportunities
• Cutting-edge compliance technology
• Collaborative, mission-driven culture
Responsibilities
- Develop and implement robust compliance programs aligned with FINRA/SEC regulations
- Conduct high-stakes internal audits and risk assessments across departments
- Monitor regulatory changes (e.g., NYDFS, AML) and update policies within 72 hours
- Lead employee compliance training initiatives with 95%+ engagement rates
- Investigate and resolve compliance breaches with forensic precision
- Prepare executive-level compliance reports for board meetings
- Collaborate with legal team on regulatory responses and enforcement actions
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/CCEP preferred)
- 5+ years compliance experience in financial services or regulated industries
- Expertise in NYDFS Part 500 and federal banking regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Advanced data analytics skills with regulatory reporting tools
- Proven track record of reducing compliance incidents by 40%+
- Exceptional crisis management and stakeholder communication abilities