Job Description
Join our dynamic team as a Part-Time Compliance Officer where you'll safeguard regulatory integrity while enjoying work-life balance. This hybrid role (3 days/week in Boston office) offers the perfect opportunity to advance your compliance career without full-time commitment. You'll collaborate with industry leaders in a fast-paced financial services environment while making a tangible impact on our compliance framework.
Our Boston-based team values innovation and integrity, providing comprehensive training and a supportive culture that recognizes your expertise. Enjoy competitive compensation, flexible scheduling, and the chance to work with cutting-edge compliance technologies.
Responsibilities
- Monitor and interpret regulatory updates (FINRA, SEC, MA state laws) ensuring policy alignment
- Conduct periodic risk assessments and internal audits for financial products
- Develop and implement compliance training programs for staff and partners
- Investigate potential violations and prepare regulatory reporting documentation
- Collaborate with legal and operations teams on compliance initiatives
- Maintain electronic compliance records with zero tolerance for discrepancies
- Advise senior leadership on emerging compliance risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 2+ years compliance/regulatory experience in financial services
- FINRA Series 63 or 65 license (or ability to obtain within 90 days)
- Proficiency with compliance software (e.g., Compliance.ai, MetricStream)
- Exceptional written communication for policy documentation and reporting
- Strong analytical skills with attention to regulatory detail
- Ability to work independently while collaborating cross-functionally
- Knowledge of AML/KYC protocols and transaction monitoring systems