Job Description
Join our dynamic compliance team in sunny St. Petersburg, FL, where flexibility meets excellence! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while enjoying a work-life balance through customizable scheduling. This role offers the unique opportunity to contribute to financial integrity without traditional 9-to-5 constraints. Work remotely 2-3 days per week with competitive benefits and career growth in a coastal metropolitan hub.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across financial operations
- Prepare comprehensive compliance reports for executive leadership
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Maintain meticulous documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance or regulatory experience
- CFRM or CCEP certification preferred
- Strong knowledge of FINRA/SEC regulations
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software
- Excellent written and verbal communication skills
- Ability to work independently with minimal supervision