Job Description
Join Global Compliance Partners as a Compliance Officer with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining a healthy work-life balance. Enjoy hybrid work arrangements and adaptable hours in our dynamic Los Angeles office. This role offers competitive compensation, comprehensive benefits, and opportunities for career growth within a forward-thinking compliance environment.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, CFPB) to update compliance frameworks
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance policies and training programs
- Investigate potential violations and prepare regulatory reports
- Collaborate with legal and audit teams on compliance initiatives
- Document compliance procedures and maintain audit trails
- Advise stakeholders on regulatory requirements and best practices
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Strong knowledge of California and federal regulations
- Certified Regulatory Compliance Manager (CRCM) or equivalent
- Exceptional analytical and problem-solving skills
- Proficient in compliance management software (e.g., MetricStream, RSA Archer)
- Excellent written and verbal communication abilities
- Ability to work independently with flexible scheduling