Job Description
Join our dynamic compliance team in Honolulu as a Compliance Officer with premium equipment provided! We offer a competitive salary, comprehensive benefits, and a supportive work environment. You'll ensure regulatory adherence, mitigate risks, and drive ethical practices across our Pacific operations. Equipment provided includes: laptop, ergonomic workstation, and specialized compliance software licenses. Enjoy Hawaii's vibrant culture while advancing your career in a role that matters.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations
- Conduct internal audits and risk assessments for financial/legal operations
- Train staff on compliance protocols and ethical standards
- Investigate and resolve regulatory violations with corrective actions
- Prepare comprehensive compliance reports for executive stakeholders
- Collaborate with legal teams on regulatory updates and policy changes
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and Hawaii state regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving abilities
- Proficient in compliance software and data analysis tools
- Excellent written/verbal communication skills
- Valid Hawaii driver's license (for occasional site visits)