Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Compliance Officer in Newark, NJ. You'll safeguard our organization's integrity by ensuring adherence to federal regulations, internal policies, and industry standards. This high-impact role offers the opportunity to shape our compliance framework while working with cross-functional teams in a fast-paced financial services environment. We offer competitive compensation, comprehensive benefits, and career growth opportunities in the heart of New Jersey's financial district.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to update compliance protocols
- Conduct internal audits and risk assessments across business units
- Develop and deliver compliance training programs for employees
- Investigate potential violations and prepare detailed incident reports
- Liaise with regulatory agencies during examinations and inquiries
- Maintain accurate compliance documentation and reporting systems
- Advise senior leadership on emerging compliance risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field required
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Advanced knowledge of FINRA rules, SEC regulations, and AML requirements
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Proficiency in compliance software (e.g., MetricStream, ComplyAdvantage)
- Ability to thrive in a deadline-driven regulatory environment