Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. in Atlanta, GA, where you'll safeguard our organization's integrity in the fast-paced financial services sector. We're seeking a detail-oriented Compliance Officer to develop and implement robust compliance frameworks, ensuring adherence to federal regulations including FINRA, SEC, and AML guidelines. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a collaborative environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with regulatory requirements
- Conduct risk assessments and internal audits to identify compliance gaps
- Investigate and resolve compliance violations with appropriate corrective actions
- Provide comprehensive compliance training to staff across all departments
- Stay current on evolving regulations (e.g., Dodd-Frank, BSA/AML, SOX) and advise leadership
- Collaborate with legal and audit teams on compliance initiatives
- Prepare detailed compliance reports for regulatory bodies and senior management
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- Minimum 5 years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- BSA/AML certification (CAMS or equivalent)
- Exceptional analytical and investigative skills
- Proficiency in compliance management software (e.g., ComplyAssistant, MetricStream)
- Excellent written/verbal communication and presentation abilities