Job Description
Join our dynamic team as a Compliance Officer in Arlington, TX! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying the flexibility of remote work. This hybrid role combines office collaboration with full remote options, offering work-life balance in a growing fintech environment.
Why Global Financial Solutions? We're an award-winning financial services provider committed to innovation and compliance excellence. You'll work alongside industry experts while developing impactful compliance strategies.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Collaborate with legal and operational teams on policy development
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current with evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Exceptional analytical skills with attention to detail
- Proven experience developing compliance frameworks
- Excellent communication skills for cross-departmental collaboration
- Ability to work independently in a remote environment