Job Description
Join our dynamic compliance team and start your impactful career tomorrow! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks in our thriving St. Louis operations. This urgent opening offers immediate start for qualified candidates ready to make a difference in financial services compliance.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all business units
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior management and regulatory bodies
- Collaborate with legal and finance teams on compliance frameworks
- Stay updated on FINRA, SEC, and federal banking regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Strong knowledge of banking regulations and AML protocols
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software
- Excellent written and verbal communication abilities
- Ability to thrive in a fast-paced, deadline-driven environment