Job Description
Join our dynamic compliance team at Lubbock Financial Services Inc., where we champion ethical standards and regulatory excellence. As a Compliance Officer, you'll safeguard our operations against financial crimes while fostering a culture of integrity. We offer competitive benefits, professional development opportunities, and a supportive work environment in the heart of West Texas.
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations (e.g., FINRA, SEC, BSA)
- Develop, implement, and update compliance policies and procedures
- Conduct internal audits and risk assessments across all departments
- Investigate potential compliance violations and recommend corrective actions
- Train staff on regulatory requirements and ethical practices
- Collaborate with legal and senior leadership on compliance strategies
- Prepare detailed compliance reports for regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance or regulatory experience in financial services
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance software and MS Office Suite
- Excellent written and verbal communication skills