Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Kansas City, MO. We're seeking a detail-oriented professional to ensure adherence to federal regulations, internal policies, and industry standards. Enjoy competitive benefits, flexible work arrangements, and opportunities for career growth in a thriving financial hub.
Responsibilities
- Monitor regulatory changes (e.g., FINRA, SEC, AML) and implement compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance frameworks
- Prepare detailed reports for senior management and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) required
- Expertise in BSA/AML, Dodd-Frank, and state regulations
- Strong analytical and investigative skills
- Proficiency in compliance software (e.g., RSA Archer, Wolters Kluwer)