Job Description
Join Detroit Financial Solutions as a Compliance Officer and become a guardian of regulatory excellence in the heart of Michigan's financial hub. We're seeking a detail-oriented professional to ensure adherence to federal regulations, internal policies, and industry standards. This role offers the opportunity to shape compliance frameworks while working alongside industry leaders in a dynamic, growth-oriented environment.
Our ideal candidate thrives in fast-paced settings and is passionate about maintaining ethical standards. You'll collaborate with cross-functional teams to implement robust compliance programs and mitigate risks. We offer competitive compensation, comprehensive benefits, and clear pathways for career advancement in the compliance field.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML, Dodd-Frank) to update compliance protocols
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for staff across all departments
- Investigate and resolve compliance violations with detailed documentation
- Prepare comprehensive compliance reports for senior management and regulatory bodies
- Collaborate with legal counsel on policy development and enforcement
- Maintain meticulous records of compliance activities and communications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industries
- Strong knowledge of federal/state regulations and industry standards
- Certified Regulatory Compliance Manager (CRCM) or similar designation preferred
- Exceptional analytical skills with attention to detail
- Proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Excellent written/verbal communication and presentation abilities
- Proven ability to manage multiple priorities in deadline-driven environments