Job Description
Join our dynamic compliance team at Nevada Financial Services and become a guardian of regulatory excellence in the heart of Las Vegas! We're seeking an experienced Compliance Officer to ensure our operations adhere to federal and state regulations while fostering a culture of integrity. Enjoy competitive benefits, flexible work arrangements, and opportunities for professional growth in one of America's most vibrant cities. Immediate hire available – apply today!
Responsibilities
- Monitor regulatory changes (FINRA, SEC, NMLS) and implement compliance policies
- Conduct internal audits and risk assessments for financial products
- Prepare and submit regulatory reports to state and federal authorities
- Train staff on compliance procedures and ethical standards
- Investigate and resolve compliance violations
- Collaborate with legal and audit teams on compliance initiatives
- Maintain accurate compliance documentation and records
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 63, 65, or 26 license required
- Strong knowledge of AML, BSA, and Fair Lending regulations
- Excellent analytical and problem-solving skills
- Ability to thrive in fast-paced, regulated environments
- Proficiency with compliance software (e.g., Smartsheet, ComplySci)
- Strong written and verbal communication abilities