Job Description
Urgently Hiring: Compliance Officer in Chicago, IL! Join our dynamic team at Global Financial Solutions Inc., where we're committed to maintaining the highest ethical standards and regulatory compliance. As a Compliance Officer, you'll play a pivotal role in ensuring our operations adhere to federal and state regulations while fostering a culture of integrity. This is your opportunity to make a tangible impact in a fast-paced financial environment with competitive benefits and career growth opportunities.
Responsibilities
- Monitor and implement regulatory changes (FINRA, SEC, CFTC) affecting financial operations
- Conduct risk assessments and internal audits to identify compliance gaps
- Develop and maintain comprehensive compliance policies and procedures
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and prepare corrective action plans
- Collaborate with legal and business teams on compliance initiatives
- Prepare regulatory reports and disclosures for federal agencies
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 24, or 63 licenses required
- Advanced knowledge of BSA/AML regulations and risk frameworks
- Strong analytical skills with attention to detail
- Experience with compliance management software (e.g., Certegy, Alacris)
- Excellent written/verbal communication and presentation skills