Job Description
Join our dynamic team at Global Financial Solutions Inc. and start your compliance career tomorrow! We're seeking a detail-oriented Senior Compliance Officer to safeguard our operations in Newark's thriving financial district. Enjoy competitive compensation, comprehensive benefits, and immediate start date in a supportive environment. Drive regulatory excellence while advancing your career in one of New Jersey's most vibrant cities.
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits across financial products and services
- Monitor regulatory changes and update policies/procedures to ensure adherence
- Train staff on compliance protocols and emerging regulatory requirements
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams to ensure cohesive compliance frameworks
- Prepare regulatory reports and maintain accurate documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications required
- Deep knowledge of AML, KYC, and BSA regulations
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., ComplyAdvantage, Fenergo)
- Ability to thrive in fast-paced, regulated environments
- Excellent communication and stakeholder management abilities