Job Description
Join our award-winning compliance team and become a guardian of regulatory excellence in Arlington's thriving financial district. We're seeking a proactive Compliance Officer to design and implement robust compliance frameworks that protect our organization while driving business growth. Enjoy competitive benefits, professional development opportunities, and a collaborative culture where your expertise directly impacts our success.
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Deliver engaging compliance training to employees across all departments
- Monitor regulatory changes and implement actionable updates to policies/procedures
- Investigate potential violations and prepare detailed reports for leadership
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 3+ years of compliance/risk management experience in financial services
- FINRA Series 63/65/66 certifications required
- Expert knowledge of federal/state banking regulations
- Advanced proficiency in compliance software and data analytics tools
- Exceptional written communication and presentation skills
- Certified Regulatory Compliance Manager (CRCM) designation a plus