Job Description
Join our award-winning financial services firm as a Compliance Officer and enjoy the rare advantage of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic San Francisco operations. This role offers direct impact on organizational integrity while providing exceptional work-life balance through accelerated compensation cycles.
Our state-of-the-art downtown offices feature modern amenities, and we offer comprehensive benefits including health insurance, retirement plans, and professional development stipends. Be part of a team that values your expertise and rewards your contributions promptly.
Responsibilities
- Monitor and interpret evolving financial regulations (SEC, FINRA, CFPB) to ensure organizational compliance
- Develop and implement internal control procedures for AML/KYC protocols
- Conduct periodic risk assessments and regulatory audits across business units
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Coordinate with legal teams on regulatory changes and policy updates
- Train staff on compliance procedures and regulatory requirements
- Manage compliance documentation and retention systems
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- Active CCO or CRCM certification strongly preferred
- Deep knowledge of federal/state financial regulations
- Exceptional analytical and documentation skills
- Proven experience with compliance monitoring software
- Ability to thrive in fast-paced, regulated environments
- Strong written/verbal communication abilities