Job Description
Join our dynamic team as a Compliance Officer in Greensboro, NC and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure our financial operations adhere to federal regulations while fostering a culture of integrity. This is your opportunity to make an immediate impact in a fast-growing compliance environment with competitive compensation and rapid payout cycles.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments across transactional systems
- Develop/update compliance policies and procedures documentation
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and prepare remediation reports
- Liaise with regulatory agencies during examinations/inquiries
- Implement monitoring systems for suspicious activity detection
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced proficiency in compliance software (e.g., Smartsheet, Certegy)
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to manage multiple deadlines in high-pressure environments