Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. in Louisville, KY! As a Compliance Officer, you'll be instrumental in safeguarding our operations against regulatory risks while fostering a culture of integrity. We offer a collaborative environment where your expertise in financial regulations directly impacts our success. Enjoy competitive benefits, professional development opportunities, and the chance to work with industry leaders in the heart of Kentucky's financial hub.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, state banking laws)
- Develop and implement compliance policies/procedures
- Conduct internal audits and risk assessments
- Train staff on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- CFRM/CAMS/CCEP certification preferred
- Strong knowledge of AML/KYC regulations
- Excellent analytical and problem-solving skills
- Ability to communicate complex concepts clearly
- Proficiency in compliance management software