Job Description
Join our dynamic compliance team at Milwaukee Financial Services, where we prioritize financial integrity and regulatory excellence. We're seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations while fostering a culture of ethical practices. Enjoy the stability of weekly pay, competitive benefits, and opportunities for professional growth in Milwaukee's thriving financial district.
Responsibilities
- Monitor regulatory changes and implement compliance procedures across all departments
- Conduct internal audits to identify and mitigate compliance risks
- Develop and maintain compliance training programs for all staff
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and operations teams on policy development
- Investigate potential violations and recommend corrective actions
- Stay current with FINRA, SEC, and Wisconsin state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (Dodd-Frank, AML, etc.)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software and Microsoft Office Suite
- Excellent written and verbal communication abilities
- Ability to work independently in a fast-paced environment