Job Description
Join our dynamic compliance team at Global Financial Solutions, where integrity meets innovation. As a Compliance Officer in Lubbock, you'll safeguard our operations against regulatory risks while shaping ethical business practices. We offer a collaborative environment with competitive benefits and growth opportunities in the thriving financial sector of West Texas.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, OCC) to ensure organizational compliance
- Conduct internal audits and risk assessments across banking operations
- Develop/update compliance policies and procedures aligned with industry standards
- Train employees on regulatory requirements and ethical conduct
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports for submission to governing bodies
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of banking regulations and risk management frameworks
- Certified Regulatory Compliance Manager (CRCM) or similar designation
- Excellent analytical skills with attention to detail
- Exceptional written/verbal communication abilities
- Proficient in compliance software (e.g., RegTech platforms)
- Ability to thrive in fast-paced, deadline-driven environments