Job Description
Join our dynamic team as a Compliance Officer at Mountain West Financial Services, where integrity meets innovation. You'll be the guardian of regulatory excellence, ensuring our organization operates with unwavering compliance standards while driving continuous improvement. This pivotal role combines deep regulatory knowledge with strategic risk management in a fast-paced financial services environment.
As a cornerstone of our risk management framework, you'll collaborate with cross-functional teams to develop robust compliance programs, conduct thorough audits, and stay ahead of evolving regulations. We offer a competitive compensation package, professional development opportunities, and a supportive culture that values your expertise.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with federal and state regulations (FFIEC, BSA/AML, etc.)
- Conduct regular risk assessments and internal audits to identify compliance vulnerabilities
- Provide expert guidance to departments on regulatory requirements and policy implementation
- Investigate and resolve compliance breaches with detailed documentation and corrective action plans
- Stay current on regulatory changes and update policies/procedures accordingly
- Train staff on compliance protocols and ethical standards
- Prepare management reports on compliance status and risk metrics
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Certified Compliance & Ethics Professional (CCEP) or equivalent certification
- Deep knowledge of banking regulations, AML, and risk management frameworks
- Exceptional analytical skills with attention to detail
- Strong written and verbal communication abilities
- Proficiency in compliance software and data analysis tools
- Ability to thrive in a fast-paced, deadline-driven environment