Job Description
We are seeking a highly skilled Compliance Officer to join our dynamic team in Pittsburgh, PA. This critical role ensures our organization maintains rigorous regulatory adherence while fostering a culture of ethical excellence. You'll be the guardian of our compliance framework, working at the intersection of finance, healthcare, and technology sectors. Why join us? Enjoy comprehensive benefits, flexible work arrangements, and opportunities for professional growth in a supportive environment.
Key Highlights:
- Work with Fortune 500 clients in Pittsburgh's thriving business district
- Hybrid work model with downtown Pittsburgh office access
- Industry-leading compliance training and certification support
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits across financial operations and client interactions
- Prepare regulatory filings and maintain meticulous compliance documentation
- Deliver engaging compliance training to staff across multiple departments
- Investigate potential violations and recommend corrective actions
- Collaborate with legal counsel on regulatory updates and policy revisions
- Act as primary liaison with regulatory bodies during examinations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industries
- Active CCEP, CRCM, or CAMS certification required
- Deep knowledge of federal/state regulations (Dodd-Frank, AML, KYC)
- Proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication abilities
- Pittsburgh-based candidates preferred