Job Description
Join Fort Wayne Financial Group as a Compliance Officer and enjoy the security of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic financial services environment. This role offers competitive compensation, comprehensive benefits, and the unique advantage of weekly paycheck disbursements. Help us maintain industry-leading compliance standards while building a rewarding career in Fort Wayne's growing financial sector.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws) to update compliance policies
- Conduct internal audits and risk assessments for branch operations
- Develop and deliver compliance training programs to staff
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports and maintain audit documentation
- Collaborate with legal and senior leadership on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63/65 or 66 license preferred
- Strong knowledge of AML, KYC, and anti-fraud regulations
- Exceptional analytical and problem-solving skills
- Proficiency with compliance management software
- Excellent written and verbal communication abilities