Job Description
Join Pittsburgh Financial Group's dynamic compliance team and become a guardian of ethical excellence in the heart of Pennsylvania's financial hub. We're seeking a meticulous Compliance Officer to navigate the evolving regulatory landscape while driving our organization's integrity forward. In this pivotal role, you'll safeguard our operations against compliance risks while fostering a culture of accountability and innovation. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in one of America's most vibrant cities.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Provide expert guidance to business units on regulatory requirements and best practices
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for senior leadership and regulatory bodies
- Stay current on evolving regulations through continuous research and training
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- FINRA Series 7, 24, or 27 certifications strongly preferred
- Deep knowledge of federal and state banking regulations
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills with attention to detail
- Proven experience developing compliance policies and procedures
- Proficiency in compliance management software and MS Office Suite