Job Description
Join Louisiana Financial Partners as a Compliance Officer in Baton Rouge, LA and kickstart your career with a $10,000 sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our financial operations. Enjoy competitive compensation, comprehensive benefits, and a dynamic work environment in Louisiana's capital city. Apply today to become part of our award-winning compliance team.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, BSA/AML) for financial services
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, operations, and audit teams on compliance initiatives
- Maintain accurate compliance records and regulatory reporting
- Stay updated on regulatory changes and advise stakeholders on implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or regulated industry
- Certification preferred (CRCM, CAMS, CCEP, or similar)
- Strong knowledge of banking regulations and risk management frameworks
- Excellent analytical, investigative, and communication skills
- Proficiency with compliance software and reporting tools
- Ability to handle confidential information with discretion