Job Description
Join our dynamic team at Arlington Financial Group as a Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks across our operations. Enjoy competitive compensation, comprehensive benefits, and a collaborative work environment in the heart of Arlington's thriving business district. This hybrid role offers flexibility while maintaining our commitment to excellence.
Responsibilities
- Develop and implement compliance policies aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Provide compliance training to staff across all departments
- Stay updated on regulatory changes and advise on impacts
- Maintain accurate compliance documentation and reporting
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML procedures
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Advanced proficiency in compliance software and reporting tools
- Excellent written/verbal communication abilities
- Proven ability to work independently in a fast-paced environment