Job Description
Join ComplianceFirst Solutions as a Compliance Officer in Lubbock, TX, and enjoy the freedom of flexible scheduling while ensuring our organization meets regulatory standards. You'll be the guardian of our ethical practices, working remotely or in-office with adaptable hours to suit your lifestyle. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing industry.
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance
- Develop and implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for stakeholders
- Collaborate with legal and management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance or regulatory experience
- Knowledge of federal/state regulations (e.g., FINRA, SEC, HIPAA)
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency in compliance management software
- Certification (e.g., CCEP, CRCM) preferred