Job Description
Join our dynamic compliance team in Seattle and make an immediate impact! Global Financial Services Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks across our operations. This urgent opening offers a unique opportunity to shape compliance frameworks while advancing your career in a fast-paced financial environment. Enjoy competitive compensation, comprehensive benefits, and the chance to work with industry leaders.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, state laws) to update compliance policies
- Conduct internal audits and risk assessments for banking/financial products
- Develop and deliver compliance training programs for 200+ employees
- Investigate and resolve compliance breaches with detailed documentation
- Liaise with regulators during examinations and audits
- Implement AML/KYC procedures for client onboarding
- Generate compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 24/26 or CCEP certification required
- Expert knowledge of federal/state banking regulations
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical and investigative skills
- Exceptional written/verbal communication abilities
- Ability to thrive in deadline-driven environments